Logo

 

2525-6966
info@3770.com.hk

 中文 (繁體) |  中文 (简体) | English

2525-6966  info@3770.com.hk
  • Home
  • About Us
  • Asset Management
  • Information
    • Account Opening Procedures
    • Trading Information
    • Methods of Deposit and Withdrawal
    • Fee Charges
  • FAQ
  • Forms
  • Contacts

 繁中 |  简中 | EN

Forms 

Account Opening Form

  • Cash Account Agreement / Account Opening Authorization / Account Opening Information
  • Margin Account Opening Authorization Letter
  • Client Information Form
  • W-8BEN – Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals) 
  • Internet Securities Trading – Supplemental Agreement
  • Self-Certification Form
  • Rolling Balance Account Application & Authorization Letter

Cash Account

  • Fee Schedule and Client Acknowledgement
  • Client Information Form
  • Risk Profile Questionnaire
  • Terms and Conditions

Margin Account

  • Fee Schedule and Client Acknowledgement
  • Client Information Form
  • Client Money Standing Authority
  • Client Securities Standing Authority
  • Risk Profile Questionnaire
  • Terms and Conditions

Other Form

  • Electronic Daily & Monthly Account Statement Authorization Letter
  • Change of Account Information & Services Form
  • Standing Instruction(SI) Form
  • Investor Standing Instruction (ISI) Form
  • Authorization Letter – Appoint Authorized person
  • Physical Share Withdraw Form
  • Custody Statement Application Form
  • Standing Instruction for the Scrip Option in Lieu of Cash Dividend
  • Stocks Monthly Instalment Account Application / Changes / Cancellation Form
  • Authorization of a Discretionary Account Form (Securities Account)
  • Client’s Fund Withdrawal Instruction
  • Marginable Stock List
  • OPT-IN/ OPT-OUT REQUEST FORM FOR THE USE OF PERSONAL DATA FOR DIRECT MARKETING
  • Privacy Policy
  • Disclaimer and Terms of Use
  • Generic risk warning and disclaimer

中文 (繁體)   中文 (简体)   English