Fee Charges
Effective on 01 December 2020
A. HK Shares & Warrants Services
|
Fee Commission Per Trade |
Minimum Per Transaction HKD | |
| Commission Rate | ||
| Cash/Margin Account | 0.25% | 75 |
| Electronic Trading | 0.25% | 75 |
| SFC Transaction Levy | 0.0027% | – |
| HKEX Trading Fee | 0.005% | – |
|
CCASS Settlement Fee
|
0.003% Max: HKD 100
|
2 |
| Stamp Duty |
0.13% (rounded up to the nearest dollar) |
1 |
| Finanacial ReportingCouncil (“FRC”) Transaction Level | 0.00015% | |
| Bonds | 2% of Considerarion | HKD 100 |
| Bonds Custody Fee | 0.2% p.a. | HKD 10 |
B. CCASS Depository Services
| Fee |
Minimum Per Transaction HKD |
Maximum Per Transaction HKD |
|
| Physical Stock Deposit | Free | – | – |
| Physical Stock Withdrawal |
HKD 5 per board lot Additional handling fee HKD20 per stock
|
50 | – |
| Stock Deposit Fee (via CCASS) (S1) | Free | – | – |
| Stock Withdrawal Fee (via CCASS) |
HKD5 per lot and additional handling fee HKD50 per stock |
– | – |
| Transfer Deed | HKD5 for each transfer deed | – | – |
C. Nominee Services and Corporate Actions
|
Cash/Scrip Dividend Collection Fee
|
Initial name transfer per lot HKD3 Additional Handling Fee HKD20 |
|
Bonus Share Collection Fee |
Handling Fee HKD20 |
| Dividend Claim / Bonus Shares |
1 % on gross offer amount Min: HKD2,000 |
| Right Issue |
Per lot HKD3 Additional Handling Fee HKD10 |
| Custody Fee | Negotiable |
D. Financing Fee
| Interest Rate | |
| Cash account late settlement interest | Prime rate* + 9% p.a. |
| Margin account | 5.00% p.a. |
** The prime rate, please refer to Bank of China (Hong Kong) Limited from time to time.
Other Charges
| Returned Check Charge | HKD100 per case |
| Stop Payment Charge | HKD300 per case |
| Reissue statement copy | HKD30 per month |
| Stock Quotes Services | HKD340 up per mon |
Remarks: The company reserved the rights to adjust the fee from time to time